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Justin Blake Mccarthy

Mariner

New York, NY

Overland Park, KS

CRD 5225789

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Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-08
TX RA APPROVED 2021-06-08
  • NY RA
    APPROVED
    Since 2021-06-08
  • TX RA
    APPROVED
    Since 2021-06-08

Branch Locations

1500 Broadway, 28Th Floor, New York, NY 10036 • United States

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Syosset NY 07/2006 Present
Mariner Wealth Advisors-Nyc, Llc New York NY 04/2007 03/2018
Mariner Wealth Advisors New York NY 03/2018 Present
  • 07/2006 → Present
    Mass Mutual Life Insurance
    Syosset, NY
  • 04/2007 → 03/2018
    Mariner Wealth Advisors-Nyc, Llc
    New York, NY
  • 03/2018 → Present
    Mariner Wealth Advisors
    New York, NY
Previous Registrations
  • 2014-01-28 → 2018-03-31
    Mariner Wealth Advisors
    Overland Park, KS
    New York, NY
Designations
  • Certified Financial Planner
Other Names
  • Justin Mccarthy

View on SEC IAPD

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