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1445 Research Boulevard #530, Rockville, MD 20850 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-07-22 |
Branch Locations
80 Broad Street, 29Th Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | New York | NY | 05/2011 | 02/2018 |
| National Securities Corp | New York | NY | 03/2018 | 07/2022 |
| National Asset Management | New York | NY | 03/2018 | 07/2022 |
| Ceros Financial Services, Inc. | Rockville | MD | 07/2022 | Present |
| Atcap Partners, Llc | Rockville | MD | 07/2022 | Present |
ATCAP PARTNERS, LLC, INVESTMENT RELATED, ROCKVILLE, MD, INDEPENDENT CONTRACTOR, 120 HOURS/MONTH DURING TRADING HOURS, PORTFOLIO MANAGEMENT/FINANCIAL ADVISORY. Ithaca College School of Business - Investment Advisory Board, Ithaca, NY, Business Investment Advisory Board Member, 2-3 hours outside trading hours, Participate in IAB meetings, Mentor Ithaca College students.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-25 |
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