Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-07-22
TX RA APPROVED_RES 2022-07-14
  • AZ RA
    APPROVED
    Since 2022-07-22
  • TX RA
    APPROVED_RES
    Since 2022-07-14

Branch Locations

1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States

150 W University Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Metairie LA 04/2011 06/2022
Wells Fargo Clearing Services, Llc Salt Lake City UT 04/2011 06/2022
J.P. Morgan Securities, Llc Tempe AZ 06/2022 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-10
S63 Uniform Securities Agent State Law Examination 2006-11-11
  • S65 Uniform Investment Adviser Law Examination
    2014-03-10
  • S63 Uniform Securities Agent State Law Examination
    2006-11-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Columbus, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor