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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
AL RA APPROVED 2015-09-02
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • AL RA
    APPROVED
    Since 2015-09-02

Branch Locations

401 University Blvd East, Tuscaloosa, AL 35401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alabama Credit Union Tuscaloosa AL 08/2006 Present
Cetera Investment Services Llc St. Cloud MN 04/2015 Present
Cetera Investment Advisers Llc Tuscaloosa AL 09/2015 Present
  • 08/2006 → Present
    Alabama Credit Union
    Tuscaloosa, AL
  • 04/2015 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 09/2015 → Present
    Tuscaloosa, AL
Other Businesses

1.) OWNER OF BROWNING MASONNYRY LLC; OWNED WITH SPOUSE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-01
S63 Uniform Securities Agent State Law Examination 2012-04-13
  • S65 Uniform Investment Adviser Law Examination
    2015-09-01
  • S63 Uniform Securities Agent State Law Examination
    2012-04-13
Other Names
  • Jennifer Ann Pittman
  • Jennifer P Beatty
  • Jennifer Pittman Beatty

View on SEC IAPD

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