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Katherine Davidson Stewart

First Citizens Investor Services, Inc.

Columbia, SC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-11-30
  • SC RA
    APPROVED
    Since 2022-11-30

Branch Locations

1230 Main Street, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Palmetto Citizens Federal Credit Union Columbia SC 09/2011 11/2022
Cuna Brokerage Services, Inc. Waverly IA 09/2011 11/2022
Lpl Financial, Llc Columbia SC 05/2022 11/2022
First Citizens Investor Services Raleigh NC 11/2022 Present
  • 09/2011 → 11/2022
    Palmetto Citizens Federal Credit Union
    Columbia, SC
  • 09/2011 → 11/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → 11/2022
    Lpl Financial, Llc
    Columbia, SC
  • 11/2022 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2022-05-18 → 2022-12-15
    Lpl Financial Llc
    Columbia, SC
  • 2019-09-30 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Columbia, SC
    Columbia, SC
    Waverly, IA
    New Port Richey, FL
    Columbia, SC
    Irmo, SC
    Lexington, SC
    Irmo, SC
    Columbia, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
S63 Uniform Securities Agent State Law Examination 2011-12-30
  • S66 Uniform Combined State Law Examination
    2019-09-27
  • S63 Uniform Securities Agent State Law Examination
    2011-12-30
Other Names
  • Katie Stewart
  • Katherine Ann Davidson
  • Katie Davidson

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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