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120 West 45Th Street, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-08 |
| NJ | RA | APPROVED | 2020-11-13 |
Branch Locations
120 West 45Th Street 14Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York | NY | 12/2006 | 01/2017 |
| Seasons Of Advice Wealth Management | New York | NY | 01/2017 | Present |
| Soa Wealth Advisors, Llc | New York | NY | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-20 |
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