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Melissa Ann Braun

Rivernorth Capital Management, LLC

West Palm Beach, FL

CRD 5222655

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Employer firm

Rivernorth Capital Management, LLC CRD 122020

$6.17B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Rivernorth Capital Management, Llc

360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-11-14
  • IL RA
    APPROVED
    Since 2006-11-14

Branch Locations

360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rivernorth Capital Management, Llc Chicago IL 09/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-13
  • S65 Uniform Investment Adviser Law Examination
    2006-11-13

View on SEC IAPD

Nearby Firms

CLEARSKY ADVISORS LLC
MYRIAD ASSET MANAGEMENT ADVISORS LLC
TCG STRATEGIC INCOME ADVISOR LLC

Nearby Investors

SARA DAWN ROTH
SUZANN RITA ZADANOSKY
ROBERT EDWARD DEFOREST

Nearby Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL

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