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Melissa Ann Braun

Rivernorth Capital Management, LLC

West Palm Beach, FL

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Current Employers
Rivernorth Capital Management, Llc

360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-11-14
  • IL RA
    APPROVED
    Since 2006-11-14

Branch Locations

360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rivernorth Capital Management, Llc Chicago IL 09/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-13
  • S65 Uniform Investment Adviser Law Examination
    2006-11-13

View on SEC IAPD

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