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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| CO | RA | APPROVED | 2011-09-06 |
Branch Locations
1701 Platte Street Suite 131, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Denver | CO | 09/2006 | Present |
| Charles Schwab Bank Ssb | Denver | CO | 07/2011 | Present |
1) No business affiliation | Investment Related:No|5498 S Forresthill St|Littleton|CO|80120|USA|Real Estate (Non-Agent/Broker)|Home Owner|10/1/2015|Less than 20|0|I am purchasing this home with my wife, and we plan on renting the property starting 10/1/15 for at least the next 12 months
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-16 |
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