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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-11-14 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
Apex, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Raleigh | NC | 11/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, APEX, NC, 100% OWNERSHIP WITH SPOUSE, START 3/13/2017, ZERO HOURS PER MONTH, LANDLORD. CLAY POINT, LLC; NOT INVESTMENT RELATED; FISHERS ISLAND,NY; 2.5% OWNERSHIP; START DATE 09/01/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; ATTENDING AN ANUUAL MEETING AND PAYING OPERATIONAL COSTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-17 |
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