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Patrick John Fleming

Hightower Advisors, LLC

Houston, TX

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-12
  • TX RA
    APPROVED
    Since 2023-06-12

Branch Locations

952 Echo Lane Suite 460, Houston, TX 77024 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Streettalk Advisors Llc Houston TX 08/2013 06/2023
Hightower Advisors Chicago IL 06/2023 Present
  • 08/2013 → 06/2023
    Streettalk Advisors Llc
    Houston, TX
  • 06/2023 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
  • 2013-08-27 → 2023-06-15
    Avidian Wealth Solutions
    Houston, TX
  • 2008-04-01 → 2013-08-19
    Lpl Financial Llc
    Houston, TX
  • 2010-08-02 → 2013-08-14
    Sfs Interests, Inc.
    Houston, TX
  • 2006-12-15 → 2008-03-12
    Securian Financial Services, Inc.
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-12
  • S66 Uniform Combined State Law Examination
    2006-12-12

View on SEC IAPD

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