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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-02-05
  • MD RA
    APPROVED
    Since 2026-02-05

Branch Locations

3535 University Blvd W, Kensington, MD 20895 • United States

14933 A Shady Grove Rd, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services Atlanta GA 01/2015 01/2017
Suntrust Advisory Services, Inc. Atlanta GA 09/2016 04/2017
Suntrust Investment Services, Inc. Atlanta GA 02/2015 04/2017
M&T Securities, Inc Silver Spring MD 04/2017 06/2021
Lpl Financial Llc Frederick MD 06/2021 02/2026
Raymond James Financial Services Advisors, Inc. Kensington MD 02/2026 Present
Raymond James Financial Services, Inc. Kensington MD 02/2026 Present
Lafayette Credit Union Kensington MD 02/2026 Present
  • 01/2015 → 01/2017
    Suntrust Investment Services
    Atlanta, GA
  • 09/2016 → 04/2017
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 02/2015 → 04/2017
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 04/2017 → 06/2021
    M&T Securities, Inc
    Silver Spring, MD
  • 06/2021 → 02/2026
    Frederick, MD
  • 02/2026 → Present
    Kensington, MD
  • 02/2026 → Present
    Raymond James Financial Services, Inc.
    Kensington, MD
  • 02/2026 → Present
    Lafayette Credit Union
    Kensington, MD
Previous Registrations
  • 2021-06-09 → 2026-02-11
    Damascus, MD
    Silver Spring, MD
    Leesburg, VA
    Frederick, MD
    Gaithersburg, MD
    Olney, MD
    Mt Airy, MD
    Silver Spring, MD
    Silver Spring, MD
    Frederick, MD
    Frederick, MD
    Columbia, MD
  • 2017-06-07 → 2021-06-09
    M&T Securities, Inc.
    Silver Spring, MD
    Olney, MD
    Gaithersburg, MD
    Damascus, MD
    Mt. Airy, MD
    Leesburg, VA
    Baltimore, MD
    Frederick, MD
  • 2016-09-14 → 2017-04-25
    Glen Burnie, MD
    Pilesville, MD
  • 2015-08-26 → 2016-12-31
    Truist Investment Services, Inc.
    Glen Burnie, MD
    Pikesville, MD
Other Businesses

(1)Name of Business: Lafayette private wealth Address: 3535 University Blvd W, Kensington, MD, 20895-1701, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/02/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advisor for retirement planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-25
  • S66 Uniform Combined State Law Examination
    2015-08-25
Other Names
  • David Plasse
  • David Michael Plasse

View on SEC IAPD

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