Best Investors
Account
Sign in
Best Investors
Account
Sign in
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-03-20 |
| OR | RA | APPROVED | 2024-03-01 |
| MT | RA | APPROVED | 2017-10-24 |
| NV | RA | APPROVED | 2014-01-21 |
| TX | RA | APPROVED_RES | 2014-01-17 |
| AK | RA | APPROVED | 2014-01-14 |
| ID | RA | APPROVED | 2014-01-14 |
| WA | RA | APPROVED | 2014-01-14 |
| CA | RA | APPROVED | 2013-01-04 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
455 Market Street, San Francisco, CA 94105 • United States
San Francisco, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rim Securities Llc | San Francisco | CA | 10/2012 | Present |
| Rochdale Investment Management Llc | San Francisco | CA | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-02-20 |
| S65 | Uniform Investment Adviser Law Examination | 2006-08-28 |
Reach out to this advisor