Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-07-26 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2019-01-22 |
Branch Locations
299 Park Avenue 8Th, 9Th, 11Th Floor, New York, NY 10171 • United States
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 05/2008 | Present |
POINT WEST / 28-41 STEINWAY STREET ASTORIA,NY 11103 / OTHER/ TRANSPORT / TAXI CAB MEDALLION OWNERSHIP AND MANAGEMENT / OTHER / PRESIDENT AND SECRETARY / DUTIES ARE LIMITED AS THE MEDALLIONS ARE LEASED TO A GARAGE WHO HANDLES ALL OPERATIONAL DUTIES REQUIRED FOR THE MEDALLIONS. I WOULD BE RESPONSIBLE FOR FILING MY TAXES WITH THE IRS AND INCLUDING THE S CORPORATION ON MY FILINGS.. / START DATE 01/01/2013.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-14 |
Reach out to this advisor