Lindsey Dawn Cook

Current Employers

Employment History

• 11/2010 → 02/2017
  Rochdale Investment Management
  New York, NY
• 02/2017 → Present
  Cnr Securities, Llc
  Beverly Hills, CA

Previous Registrations

• 2007-01-03 → 2010-02-01
  Equitable Advisors, Llc
  Los Angeles, CA
• 2006-11-24 → 2006-12-18
  Banc Of America Investment Services, Inc.
  Los Angeles, CA

Other Businesses

(1) Name - JY,Inc Investment Related - Yes Address - 224 Franklin Ave El Segundo, CA 90245 Nature of Business - Business Development and Coaching Position - Committee Member Tile or Relationship - Committee Member Start Date - 06/01/21 Hrs/Month - 4 Hrs/ Month during Trading Hours - 0 Description - Consultant for best practices, business development, and coaching (2) Name of Entity: Felicia's Children Center Foundation; Non investment-related; Address: 130 W 12th St Apt 6A, New York, NY 10011; Nature of OBA: Charitable foundation to support orphaned children in Africa with education and care; Position/Title/Relationship: Board Member; Start Date: 2025-01-20; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: The center is in Tanzania, Africa. Providing education and care for orphaned children. My role will be to decide on fundraising initiatives and the advancement of center in Africa. .

Exams

• S66 Uniform Combined State Law Examination
  2006-11-22

Other Names

• Lindsay Dawn Cook