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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 09/2016 | Present |
| Unemployed | Houston | TX | 08/2014 | 09/2016 |
| Bank Of America, N.A. | Houston | TX | 11/2016 | Present |
I*2074269, Entity Type Fiduciary, Name of OBA: DA Address: Navasota, Texas, 77868 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 18-Jun-2024 No Hours: 0 No Hours during trading: 0 Duties: I*485624, Entity Type Fiduciary, Name of OBA: POA Address: Houston,Texas, 77018 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 19-Jul-2013 No Hours: 0 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-23 |
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