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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-12-04
  • IL RA
    APPROVED
    Since 2006-12-04

Branch Locations

1730 Park Street Suite 211, Naperville, IL 60563 • United States

1431 Opus Place Suite 622, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Advisers Llc Schaumburg IL 09/2006 Present
Cetera Financial Specialists Llc Schaumburg IL 09/2006 Present
Cornerstone Advisers, Llc Lombard IL 11/2012 Present
  • 09/2006 → Present
    Schaumburg, IL
  • 09/2006 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2012 → Present
    Cornerstone Advisers, Llc
    Lombard, IL
Other Businesses

1)CORNERSTONE ADVISERS, LLC; DBA NAM FOR INVESTMENT PRACTICE - INV. RELATED; LOMBARD, IL; DIRECTOR OF CLIENT SERVICES; SINCE 11/2012; 160 HRS/MONTH DURING SECURITIES TRADING HOURS:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-02
  • S66 Uniform Combined State Law Examination
    2006-12-02
Other Names
  • Barbara Mary Dybicz

View on SEC IAPD

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