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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-24 |
| TN | RA | APPROVED | 2015-04-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bultaco West Inc | Bowling Green | KY | 01/1999 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 04/2015 | Present |
| Bank Of America, N.A. | Nashville | TN | 04/2015 | Present |
I*91702 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BULTACO WEST INVESTMENT RELATED: N ADDRESS OF BUSINESS: BOWLING GREEN, KENTUCKY 42103 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/1998 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN A HOBBY BUSINESS THAT RESTORES AND COLLECTS VINTAGE MOTORCYCLES I*2115273, Entity Type, Name of OBA: Liberty Branding Address: Franklin, TN 37067 Investment Related: N Position, Title, Association: passive investor only Employee Start Date: 10/10/2024 No Hours: 0 No Hours during trading: 0 Duties: passive investor only
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-23 |
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