Matthew V Buccigrosso

Guggenheim Investments

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Current Employers

Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2014-09-10

IL RA
APPROVED

Since 2014-09-10

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Leesburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guggenheim Funds Distributors Llc	Lisle	IL	06/2012	Present

06/2012 → Present

Guggenheim Funds Distributors Llc

Lisle, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-09-10
S63	Uniform Securities Agent State Law Examination	2007-01-22

S65 Uniform Investment Adviser Law Examination

2014-09-10
S63 Uniform Securities Agent State Law Examination

2007-01-22

View on SEC IAPD

Other Firms

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P2 CAPITAL PARTNERS, LLC

KINYAN CAPITAL MANAGEMENT LLC

BRIGHTSPIRE CAPITAL ADVISORS, LLC

ACORN ADVISORY CAPITAL, L.P.

COMPASS GROUP LLC

CRESTVIEW PARTNERS

LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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