Benjamin Ryan James

Current Employers

Employment History

• 09/2006 → 11/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Shreveport, LA
• 12/2009 → 11/2018
  Bank Of America, N.A.
  Shreveport, LA
• 11/2018 → Present
  Triad Advisors
  Norcross, GA
• 11/2018 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2007-01-31 → 2018-12-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Shreveport, LA

Other Businesses

1)Deupree James Wealth Management;investment related;5925 Line Ave,Ste 5,Shreveport,LA 71106;independent financial advisory;partner;11/30/2018;80-120 hrs/month;6 hrs during trading;investment management & planning,administrative for the business 2)NewEdge Advisors, LLC;investment related;5925 Line Ave, Ste 5, Shreveport, LA, 71106 ;RIA;IAR;11/30/2018;80-120 hrs/month;6 hrs during trading;investment management,performance reviews 3)Trust;investment related;2604 Lantz Road,CLAT Administration;trustee;4/1/2016;<1 hr/month;0 hrs during trading;file taxes,make distributions annually to RPI, manage investments 4)Durable POA for father;not investment related;7904 Cedar Creek Circle,Haughton,LA 71037;POA;POA;9/10/2008;0 hrs/month;0 hrs during trading;assist with financial and tax matters in the event of incapacity 5)Brookwood Baptist Church;not investment related;9014 Brookwood Church Way,Shreveport,LA 71106;finance committee;1 hr/month;0 hrs during trading;review annual budget and meet monthly to review cash flows 6)College of Business-LA Tech;investment related;PO Box 10318,Ruston,LA 71272;education;member-advisory board of directors;3/1/2019;.5 hrs/month;0 hrs during trading;review,oversee recordkeeping,investment managers & diversification,review performance reports & meet annually with advisor and investment managers

Exams

• S66 Uniform Combined State Law Examination
  2007-01-26

Other Names

• Benjamin R James