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David Viane

J.P. Morgan Securities LLC

Farmington, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-02-22
MI RA APPROVED 2013-12-16
  • TX RA
    APPROVED_RES
    Since 2016-02-22
  • MI RA
    APPROVED
    Since 2013-12-16

Branch Locations

23309 Farmington Road, Farmington, MI 48336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Farmington MI 09/2006 Present
J.P. Morgan Securities Llc Farmington MI 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-12
S63 Uniform Securities Agent State Law Examination 2006-10-11
  • S66 Uniform Combined State Law Examination
    2013-12-12
  • S63 Uniform Securities Agent State Law Examination
    2006-10-11
Other Names
  • David C Viane

View on SEC IAPD

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ASSET ALLOCATION STRATEGIES, LLC · FARMINGTON, MI
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ADVISORY SERVICES NETWORK · Farmington, MI
KESTRA PRIVATE WEALTH SERVICES, LLC · Farmington, MI
ADVISORY SERVICES NETWORK · FARMINGTON, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Farmington, MI
RAIDER DENNIS AGENCY · FARMINGTON, MI
OSAIC ADVISORY SERVICES, LLC · Farmington, MI

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