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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-10-04
  • TN RA
    APPROVED
    Since 2019-10-04

Branch Locations

40 Burton Hills Blvd. Suite # 260, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Nashville TN 04/2011 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
Previous Registrations
  • 2011-04-07 → 2019-10-11
    Fsc Securities Corporation
    Little Rock, AR
    Nashville, TN
    Memphis, TN
    Nashville, TN
  • 2011-01-26 → 2011-04-05
    Capital Guardian Wealth Management, Llc
    Nasheville, TN
    Miami, FL
  • 2008-01-15 → 2010-12-07
    First Horizon Advisors, Inc.
    Camden, TN
    Camden, TN
    Memphis, TN
  • 2006-12-14 → 2008-01-11
    Day Wealth Management, Inc.
    Knoxville, TN
Other Businesses

1) CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, United States, 10/2019, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 2) SIERRA TANGO, 125 Westover, Nashville TN 37205, United States, 10/2018, Partner, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING 3) JASON MCKERNAN, 40 Burton Hills, Suite #260, Nashville TN 37215, United States, 03/2011, Insurance related activity, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 1 HR/MO TRADING 4) NETTWORTH FINANCIAL GROUP, 40 Burton Hills, Suite 260, Nashville TN 37205, 01/2011, IAR, DBA NAME, INV REL, 10 HR/MO - 8 HR/MO TRADING. 5) WESTOVER FINANCIAL, LLC, 40 Burton Hills, Suite 260, Nashville TN 37215, United States, 01/01/2025, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING 6) MEDICARE REFERRAL, 40 Burton Hills Blvd Nashville TN 37215-6199, 05/2026, REFERRER, HEALTHCARE, NIR, 1 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-15
S66 Uniform Combined State Law Examination 2006-10-26
  • S65 Uniform Investment Adviser Law Examination
    2006-11-15
  • S66 Uniform Combined State Law Examination
    2006-10-26

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