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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-18 |
| NY | RA | APPROVED | 2024-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | New York | NY | 06/2016 | 07/2022 |
| B. Riley Wealth Advisors | Goshen | NY | 12/2019 | 11/2024 |
| B. Riley Wealth Management | Goshen | NY | 12/2019 | 11/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2024 | Present |
1. NOTARY PUBLIC, 210 Main Street, Goshen NY 10924, United States, 11/01/2024, Owner, Notary, NIR, 2/MO - 2/Trading 2. CAMMARERI WEALTH MANAGEMENT, 210 Main St., Goshen NY 10924, United States, 11/01/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20/MO - 2/Trading 3. CINCINNATI HORSESHOE LLC, 210 Main Street, Goshen NY 10924, United States, 11/01/2024, Member, Real Estate, NIR, 5/MO - 0/ Trading 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/04/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-20 |
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