David Alexis Nicholas

Current Employers

Employment History

• 08/2008 → Present
  Nicholas Wealth Management
  Kennesaw, GA
• 04/2013 → 07/2019
  Taylor Capital Management, Inc.
  Woodstock, GA
• 06/2013 → 01/2022
  Triumph Wealth Advisors, Inc.
  Woodstock, GA
• 05/2016 → Present
  Bluepath Capital, Llc
  Atlanta, GA
• 02/2016 → Present
  Annuityusa
  Atlanta, GA
• 06/2017 → 12/2017
  1St Global Capital Financial Services
  Hallandale Beach, FL
• 07/2019 → Present
  World Equity Group, Inc.
  Arlington Heights, IL

Previous Registrations

• 2013-06-26 → 2022-01-07
  Triumph Wealth Advisors, Inc.
  Acworth, GA

Other Businesses

1)I AM THE OWNER, PRESIDENT OF NICHOLAS WEALTH MANAGEMENT, 2859 Paces Ferry Rd SE Suite 420, Atlanta, GA. INVESTMENT RELATED OWNER/OPERATED BUSINESS SINCE AUGUST 1, 2008 WHICH PRIMARILY FOCUSES ON RETIREMENT PLANNING AND INSURANCE SOLUTIONS FOR CLIENTS. I DEVOTE APPROX 120 HRS PER MONTH, ALL DURING TRADING HOURS TO THIS BUSINESS. 2)I AM THE PRESIDENT/OWNER OF BLUEPATH CAPITAL MANAGEMENT, LLC., 2859 Paces Ferry Rd SE Suite 420, Atlanta, GA. INVESTMENT RELATED, OWNER-OPERATED INVESTMENT ADVISORY FIRM OFFERING SEPARATELY MANAGED ACCOUNTS AND INVESTMENT ADVISORY SERVICES SINCE 5/1/2016. I DEVOTE APPROX.80 HOURS PER MONTH, ALL DURING TRADING HOURS TO THIS BUSINESS. 3) I AM THE OWNER/PRESIDENT/AGENT OF ANNUITYUSA- 2859 Paces Ferry Rd SE Suite 420, Atlanta, GA. INVESTMENT RELATED, BUSINESS THAT OFFERS FIXED ANNUITIES AND LIFE INSURANCE. START DATE WAS 2/1/2016 AND I DEVOTE 20 HOURS PER MONTH TO THIS BUSINESS/ALL DURING TRADING HOURS. SELLS FIXED ANNUITIES AND LIFE INSURANCE. 4)Registered Representative; World Equity Group; Investment Related: Yes; Location: 1650 N. Arlington Heights Rd. Suite 100 Arlington Heights, IL; Description of the business: Broker/Dealer; Responsibilities Duties: Purchase and sale of securities; Start date with business: 2019-07-01; Hours devoted to business during trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 10; 6) NICHOLAS AND COMPANY LLC. 2859 PACES FERRY RD., SE, SUITE 420, ATLANTA, GA. INVESTMENT RELATED. OWNER/PRESIDENT. START DATE: 8/01/2008. LLC IS FOR MY DBA NAME OF NICHOLAS WEALTH MANAGEMENT. APPROX 120 HRS/MO FOR THIS ACTIVITY, ALL DURING SECURITIES TRADING HOURS. 7). OWNER; NICHOLAS HOLDINGS LLC; Investment Related: NO; 2859 Paces Ferry Rd SE Suite 420 Atlanta, GA 30339; Description of the business: Real Estate holding company Responsibilities Duties: Manage real estate property; Start date with business: 2021-08-09; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 5. 8), Nicholas Leasing, LLC; Not Investment Related; 218 Roswell St Suite 200, Marietta, GA, 30060; Nature of OBA: Leases office equipment; Posn/Title: Owner; Start Date: 10/01/24; Approx Hrs/Mth for OBA: 1 Hr; Hrs/Mth during trading Hrs: 1 Hr; Duties: Submit lease expenses. 9). American Advisor Marketing ; Not Investment Related; 218 Roswell St Suite 200, Marietta, GA, 30060; Nature of OBA: Provides marketing services.; Posn/Title: Owner; Start Date: 10/01/24; Approx Hrs/Mth for OBA: 4 Hrs; Hrs/Mth during trading Hrs: 4 Hrs; Duties: Submit payments for marketing expenses.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-07
• S63 Uniform Securities Agent State Law Examination
  2013-04-15