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Monica Alicia Gooding

Independent Financial Group, LLC

San Diego, CA

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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-15
  • CA RA
    APPROVED
    Since 2019-11-15

Branch Locations

12671 High Bluff Dr Ste 200, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) San Diego CA 06/2007 07/2017
Independent Financial Group, Llc San Diego CA 02/2018 Present
Student San Diego CA 08/2017 02/2018
  • 06/2007 → 07/2017
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    San Diego, CA
  • 02/2018 → Present
    Independent Financial Group, Llc
    San Diego, CA
  • 08/2017 → 02/2018
    Student
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-14
S63 Uniform Securities Agent State Law Examination 2006-09-08
  • S65 Uniform Investment Adviser Law Examination
    2019-11-14
  • S63 Uniform Securities Agent State Law Examination
    2006-09-08
Other Names
  • Monica Alicia Alvarez

View on SEC IAPD

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