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Jillian Holly Galfi

Morgan Stanley

Deerfield, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-10-15
TX RA APPROVED 2021-10-08
  • IL RA
    APPROVED
    Since 2021-10-15
  • TX RA
    APPROVED
    Since 2021-10-08

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Northbrook IL 01/2012 10/2021
Morgan Stanley Smith Barney Llc Deerfield IL 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 12/2021 Present
  • 01/2012 → 10/2021
    Ubs Financial Services Inc
    Northbrook, IL
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    Deerfield, IL
  • 12/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2012-01-26 → 2021-11-02
    Ubs Financial Services Inc.
    Northbrook, IL
  • 2009-06-01 → 2012-02-06
    Morgan Stanley
    Purchase, NY
    Riverwoods, IL
  • 2009-05-20 → 2009-06-01
    Morgan Stanley & Co. Llc
    Riverwoods, IL
  • 2007-04-16 → 2009-04-14
    Edward Jones
    St Louis, MO
    Park Ridge, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-01
  • S66 Uniform Combined State Law Examination
    2006-12-01
Other Names
  • Jillian Holly
  • Jillian Sarah Holly
  • Jillian Galfi
  • Jillian Holly Galfi
  • Jillian H Galfi

View on SEC IAPD

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Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
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