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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-09
TX RA APPROVED 2021-11-09
  • IL RA
    APPROVED
    Since 2021-11-09
  • TX RA
    APPROVED
    Since 2021-11-09

Branch Locations

11175 Crestwood Road, Frisco, TX 75035 • United States

1020 Milwaukee Ave. Ste. 325, Deerfield, IL 60015 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Deerfield IL 02/2011 11/2021
Cambridge Investment Research, Inc. Fairfield IA 11/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2021 Present
Previous Registrations
  • 2011-02-04 → 2021-11-19
    Schaumburg, IL
    San Diego, CA
    Deerfield, IL
  • 2007-10-18 → 2011-02-08
    Hoffman Estates, IL
    St Louis, MO
Other Businesses

1) REN & ASSOCIATES TAX SERVICES INC., 403 Farrington Dr, Lincolnshire, IL., 10/2014, IRS Enrolled Agent, Tax Services, NIR, 4 HR/MO , 4 HR/MO Trading 2) REN & ASSOCIATES, 1020 MILWAUKEE AVE, SUITE 325, DEERFIELD, IL 60015, 01/2013, OWNER, DBA, INV REL, 160 HRS/MO - 160 HRS/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HRS/MO - 120 HRS/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) YONGLIN REN INDEPENDENT INSURANCE AGENT, 1020 Milwaukee Ave, Ste 325, 325, Deerfield IL 60015, United States, 02/01/2022, Insurance Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 4 HR/MO - 4 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-26
S63 Uniform Securities Agent State Law Examination 2006-09-23
  • S66 Uniform Combined State Law Examination
    2007-09-26
  • S63 Uniform Securities Agent State Law Examination
    2006-09-23
Other Names
  • William Ren
  • Bill Ren

View on SEC IAPD

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