Best Investors Account Sign in

Paul Koerner

J.P. Morgan Securities LLC

Yorktown Heights, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2019-11-21
NJ RA APPROVED 2016-01-21
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2019-11-21
  • NJ RA
    APPROVED
    Since 2016-01-21

Branch Locations

3394 Crompond Rd, Yorktown Heights, NY 10598 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmogan Chase Bank Yorktown Heights NY 03/2014 05/2017
Jpmorgan Chase Bank, N.A. Yorktown Heights NY 06/2017 Present
J.P. Morgan Securities Llc Yorktown Heights NY 12/2015 Present
  • 03/2014 → 05/2017
    Jpmogan Chase Bank
    Yorktown Heights, NY
  • 06/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Yorktown Heights, NY
  • 12/2015 → Present
    J.P. Morgan Securities Llc
    Yorktown Heights, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-21
S63 Uniform Securities Agent State Law Examination 2007-06-21
  • S66 Uniform Combined State Law Examination
    2015-12-21
  • S63 Uniform Securities Agent State Law Examination
    2007-06-21
Other Names
  • Paul Ernest Koerner
  • Paul Ernest Koerner
  • Paul E Koerner
  • Paul E Koerner
  • Paul Koerner
  • Paul E Koerner

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
EDWARD JONES
COMMONWEALTH FINANCIAL NETWORK
OSAIC INSTITUTIONS, INC.
JOSEPH P. LUCIA & ASSOCIATES, LLC
CHIASMUS CAPITAL LLC
CANNISTRA FINANCIAL ADVISORS INC.

Other Investors

BRANDON C MARGOLIS
MARK FIDELIO
PATRICK JOSEPH DEVANEY
John Dacey
Robert Weinberg
James M. Sbarra
Jonathan Leigh Glaser
Liang Wang

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · YORKTOWN HEIGHTS, NY
LPL FINANCIAL LLC · YORKTOWN HEIGHTS, NY
J.P. MORGAN SECURITIES LLC · YORKTOWN HEIGHTS, NY
EDWARD JONES · YORKTOWN HEIGHTS, NY
COMMONWEALTH FINANCIAL NETWORK · Katonah, NY
LPL FINANCIAL LLC · YORKTOWN HEIGHTS, NY
OSAIC INSTITUTIONS, INC. · Yorktown Heights, NY
EDWARD JONES · CORTLANDT MANOR, NY

More in Yorktown Heights, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor