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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2014-07-17 |
Branch Locations
622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | St Louis | MO | 12/2006 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. MISSOURI ATHELETIC CLUB - 405 WASHINGTON AVENUE, ST. LOUIS, MO - MEMBER OF THE GOVERNING BOARD. 3. NEW CITY SCHOOL - FINANCE COMMITTEE - 5209 WATERMAN, ST. LOUIS, MO 63108, NON-INVESTMENT RELATED, 1.5 HRS. PER MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-13 |
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