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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-26 |
| MD | RA | APPROVED | 2025-10-22 |
| PA | RA | APPROVED | 2025-10-20 |
| CO | RA | APPROVED | 2025-10-10 |
| DC | RA | APPROVED | 2025-06-06 |
| CT | RA | APPROVED | 2025-04-25 |
| NJ | RA | APPROVED | 2025-04-25 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Forest Hills Financial | Rego Park | NY | 01/2007 | Present |
| Guardian Life Insurance Co Of America | New York | NY | 10/2008 | Present |
| Park Avenue Securities Llc | New York | NY | 10/2008 | Present |
Insurance other than Guardian, Acting as Insurance Broker, Life, accident and Health Insurance Agent, Start Date: 06/14/2023, Address: 122 East 42nd Street, Suite 2200 NY, NY 10168, 5 total business hours per month / 5 during securities trading hours, Investment related, Less than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-06 |
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