Joan N Greenspon

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 11/2018
  Edelman Financial Services, Llc
  Faifax, VA
• 04/2016 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 11/2018 → 02/2025
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 02/2025 → 02/2026
  Edelman Financial Engines
  Santa Clara, CA
• 02/2026 → Present
  Prime Capital Financial
  Overland Park, KS

Previous Registrations

• 2018-11-01 → 2026-03-06
  Edelman Financial Engines
  West Conshohocken, PA
  Plymouth Meeting, PA
  Lafayette Hill, PA
  West Conshohocken, PA
• 2014-01-14 → 2018-11-01
  Edelman Financial Services, Llc
  West Conshohocken, PA
  Fairfax, VA
• 2008-04-11 → 2013-12-19
  Strategic Advisers Llc
  King Of Prussia, PA

Other Businesses

1. Prime Capital Financial, LLC is 100% owned by CHHSZ Holdings, LLC. Joan Greenspon is a member of CHHSZ Holdings, LLC and as such is entitled to receive a share of the company's profits.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-20

Designations

• Certified Financial Planner

Other Names

• Joan E Nagel
• Joan E Greenspon
• Joan Nagel Greenspon