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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-15
FL RA APPROVED 2020-06-12
  • TX RA
    APPROVED
    Since 2020-06-15
  • FL RA
    APPROVED
    Since 2020-06-12

Branch Locations

2418 Millcreek Lane Unit 2, Tallahassee, FL 32308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Tallahassee FL 08/2016 06/2020
Securities America Advisors, Inc. Tallahassee FL 06/2019 06/2020
Massmutual Life Insurance Co Tallahasse FL 04/2020 Present
Mml Investors Services Llc Tallahasse FL 06/2020 Present
  • 08/2016 → 06/2020
    Securities America Inc
    Tallahassee, FL
  • 06/2019 → 06/2020
    Securities America Advisors, Inc.
    Tallahassee, FL
  • 04/2020 → Present
    Massmutual Life Insurance Co
    Tallahasse, FL
  • 06/2020 → Present
    Tallahasse, FL
Previous Registrations
  • 2019-06-13 → 2020-06-08
    Securities America Advisors, Inc.
    Tallahassee, FL
Other Businesses

1) NAME: THE HAMRICK GROUP, LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START: 08/16/2016 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 20 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH. 2) NAME: THE HAMRICK GROUP P&C INV REL: Y ADD: 259 JOHN KNOX RD, TALLAHASSEE, FL 32303 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/22/2025 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: SALES AND SERVICES P&C 3) NAME: ATLAS ATLANTIC ASSURANCE AGENCY, LLC INV REL: Y ADD: 2418 MILLCREEK LANE, UNIT 2, TALLAHASSEE FL 32308 NATURE: INSURANCE SALES POSITION: PARTNER START DATE: 01/01/2026 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SALES AND SERVICES P & C

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-07
S63 Uniform Securities Agent State Law Examination 2008-04-18
  • S65 Uniform Investment Adviser Law Examination
    2019-06-07
  • S63 Uniform Securities Agent State Law Examination
    2008-04-18
Other Names
  • Lester F Hamrick

View on SEC IAPD

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