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2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2015-10-12 |
Branch Locations
2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling | Albany | NY | 10/2015 | 03/2017 |
| Summit Trail Advisors, Llc | New York | NY | 10/2015 | Present |
| Summit Trail Securities, Llc | New York | NY | 02/2017 | Present |
1) Summit Trail Advisor. Investment related. 140 East 45th St. New York, NY 10017. RIA. Advisor. Start 10/9/2015. 160 hours/month all within securities trading hours. Advisor. 2) SUMMIT TRAIL SECURITIES, LLC, INVESTMENT RELATED, SAME ADDRESS, BROKER DEALER, REGISTERED REPRESENTATIVE, 3/4/2017, 160 HOURS DEVOTED A MONTH, 160 HOURS DEVOTED DURING SECURITIES TRADING HOURS, COMMISSION BASED ACTIVITY 3)The Advisor, in their individual capacity, serves in various roles for certain client trusts of the affiliated investment adviser and may receive separate compensation from the trusts for doing so. The Advisor may devote up to 1 hours a month during normal trading hours to these activities. June 2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-25 |
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