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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-05-22 |
| NJ | RA | APPROVED | 2024-01-26 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
150 N. Radnor Chester Road, Suite E-300, Radnor, PA 19087 • United States
150 N Radnor Chester Rd. #200, Radnor, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Villanova | PA | 05/2016 | Present |
| Wilmington Trust/M&T Bank | Villanova | PA | 05/2016 | Present |
| Lpl Financial Llc | Radnor | PA | 10/2023 | Present |
1) 08/17/2023 - M&T Bank - Financial Institution Duty - Role: Senior Vice President/ Regional Managing Director - PA 19087 - Investment related - 160 Hours per month - Start date: 11/30/2016. 2) 08/17/2023 - M&T Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-24 |
| S66 | Uniform Combined State Law Examination | 2005-01-05 |
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