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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-04-06
NY RA APPROVED 2021-02-14
TX RA APPROVED_RES 2017-05-19
  • NJ RA
    APPROVED
    Since 2021-04-06
  • NY RA
    APPROVED
    Since 2021-02-14
  • TX RA
    APPROVED_RES
    Since 2017-05-19

Branch Locations

99 Park Avenue Suite 1910, New York, NY 10016 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Hoboken, NJ • United States

Barnegat Light, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 05/2017
Raymond James Financial Services Inc New York NY 05/2017 05/2022
Steward Partners Investment Advisory, Llc New York NY 05/2017 Present
Steward Partners Global Advisory New York NY 05/2017 Present
Steward Partners Investment Solutions, Llc New York NY 05/2022 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    New York, NY
  • 11/2016 → 05/2017
    New York, NY
  • 05/2017 → 05/2022
    Raymond James Financial Services Inc
    New York, NY
  • 05/2017 → Present
    New York, NY
  • 05/2017 → Present
    Steward Partners Global Advisory
    New York, NY
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    New York, NY
Previous Registrations
Other Businesses

(1)Name of Business: Steward Partners Global Advisory Address: 140 E 45th St Fl 36, New York, NY, 10017, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/25/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: install insurance products listed (2)Name of Business: Steward Partners Investment Advisory LLC Address: 140 E 45th St Fl 36, New York, NY, 10017, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 05/11/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: provide advisory services for clients 3) Name of Business: Barnegat Light First Aid Squad; Nature of Business: Local 911 Volunteer EMS response organization for 501(c)(3) non-profit; Address: Barnegat Light, NJ; Position/Title: Board/Committee Memberships; Duties: management of personnel operations and scene command on emergency calls as Captain; Start date: 04/01/2022; 20-25 HRS/Mo; 0-5 HRS/MO during trading hours; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-10
  • S66 Uniform Combined State Law Examination
    2004-11-10

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