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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-04-06 |
| NY | RA | APPROVED | 2021-02-14 |
| TX | RA | APPROVED_RES | 2017-05-19 |
Branch Locations
99 Park Avenue Suite 1910, New York, NY 10016 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Hoboken, NJ • United States
Barnegat Light, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 05/2017 |
| Raymond James Financial Services Inc | New York | NY | 05/2017 | 05/2022 |
| Steward Partners Investment Advisory, Llc | New York | NY | 05/2017 | Present |
| Steward Partners Global Advisory | New York | NY | 05/2017 | Present |
| Steward Partners Investment Solutions, Llc | New York | NY | 05/2022 | Present |
(1)Name of Business: Steward Partners Global Advisory Address: 140 E 45th St Fl 36, New York, NY, 10017, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/25/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: install insurance products listed (2)Name of Business: Steward Partners Investment Advisory LLC Address: 140 E 45th St Fl 36, New York, NY, 10017, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 05/11/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: provide advisory services for clients 3) Name of Business: Barnegat Light First Aid Squad; Nature of Business: Local 911 Volunteer EMS response organization for 501(c)(3) non-profit; Address: Barnegat Light, NJ; Position/Title: Board/Committee Memberships; Duties: management of personnel operations and scene command on emergency calls as Captain; Start date: 04/01/2022; 20-25 HRS/Mo; 0-5 HRS/MO during trading hours; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-10 |
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