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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-26
  • FL RA
    APPROVED
    Since 2021-04-26

Branch Locations

201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Weston FL 05/2016 11/2016
Wells Fargo Clearing Services, Llc Weston FL 11/2016 04/2021
Raymond James And Associates, Inc. Ft Lauderdale FL 04/2021 Present
  • 05/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Weston, FL
  • 11/2016 → 04/2021
    Weston, FL
  • 04/2021 → Present
    Raymond James And Associates, Inc.
    Ft Lauderdale, FL
Previous Registrations
Other Businesses

NOTARY PUBLIC, NOT INV RELATED, BROWARD COUNTY, FLORIDA, START: 6/2/16, 0 HOURS/MONTH, NOTARIZE DOCUMENTS. CORPORATION BRITANICA 5G, LTD; NOT INVESTMENT RELATED; CHRIST CHURCH, BARBADOS; 20% OWNERSHIP; START DATE 09/14/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NO DUTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-06
S63 Uniform Securities Agent State Law Examination 2010-08-02
  • S66 Uniform Combined State Law Examination
    2018-02-06
  • S63 Uniform Securities Agent State Law Examination
    2010-08-02
Other Names
  • Griselda Garcia

View on SEC IAPD

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