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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-02 |
| WI | RA | APPROVED | 2026-01-02 |
Branch Locations
4351 W College Ave Suite 110, Appleton, WI 54914 • United States
530 N Koeller St, Oshkosh, WI 54902 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments/National Planning Holdings | Appleton | WI | 07/2007 | 07/2018 |
| Investment Financial Corp. | Appleton | WI | 02/2018 | 07/2018 |
| National Planning Corp. | Appleton | WI | 09/2007 | 07/2018 |
| Investment Centers Of America | Appleton | WI | 09/2007 | 07/2018 |
| Unemployed | Oshkosh | WI | 07/2018 | 10/2018 |
| Raymond James Financial Services, Inc. | Oshkosh | WI | 10/2018 | 10/2019 |
| Private Client Services | Oshkosh | WI | 10/2019 | 11/2020 |
| Aegis Financial | Oshkosh | WI | 10/2018 | 12/2025 |
| Aegis Financial | Oshkosh | WI | 03/2021 | 12/2025 |
| Wealth Enhancement Group | Oshkosh | WI | 01/2026 | Present |
| Wealth Enhancement Advisory Services | Oshkosh | WI | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-18 |
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