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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-08-08 |
Branch Locations
14091 Baxter Drive Suite 104 [Satellite], Baxter, MN 56425 • United States
15 West 5Th St [Satellite], Grafton, ND 58237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Grafton | ND | 11/2009 | 08/2023 |
| Bremer Bank | Grafton | ND | 11/2015 | 08/2023 |
| Raymond James Financial Services Advisors Inc. | Grafton | ND | 08/2017 | 08/2023 |
| Bremer Investments | Grafton | ND | 04/2019 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | Baxter | MN | 08/2023 | Present |
Northern States Insurance Services, LLC Grafton, ND,: Business Owner Position/Title: Partner Investment Related: Yes Start12/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: co-own family insurance business with husband APW FINANCIAL LLC, INV RELATED, GRAFTON, ND, 100% OWNERSHIP, START 5/31/2023, 40 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR PARENT'S TRUST, INV RELATED, GRAFTON, ND, START: 12/02/2016, 1 HOUR A MONTH, 0 HOURS DURING TRADING. NORTHERN VALLEY HUMAN SERVICE ZONE, NOT INV RELATED, GRAFTON, ND, BOARD MEMBER, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, REVIEWING BUDGET, EXPENDITURES, STAFF, AND HUMAN SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-11 |
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