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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-08-01 |
| NC | RA | APPROVED | 2005-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 06/2000 | Present |
| Bank Of America N.A. | Raleigh | NC | 01/2020 | Present |
I*422787 For profit or not for profit: For-Profit Organization Name of outside business organization: Keith Grading and Hauling Inc Investment related: No Address of business: Clayton, North Carolina 27527 Nature of business: S-Corp, Position, title, association: Other, check signer Start date of relationship: 9/1/2020 Number of hours devoted: 1 hour Quarterly Number of hours devoted during trading hours: 0 Duties: I have check signing authority for my husband's business. I have no other ownership in the business/ I: 973805 Name of OBA: Neora Address: Clayton, North Carolina Investment Related: No Position, Title, Association: Other Employee Start Date: 9/5/2022 No Hours: 1 hr Monthly No Hours during trading: 0 Duties: skincare direct sales I*: 2187335 Entity Type: For Profit Name of OBA: BWH III, LLC Address: Knightdale, NC 27545 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 1/21/2022 Number of Hours: 0 Number of Hours during trading: 0 Duties: Real Estate Holdings, my expected responsibilities will be to act as a member and manager of the LLC along with my mother and sister. The LLC owns real estate in the form of raw land, so there are no other activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-29 |
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