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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-01
NC RA APPROVED 2005-05-02
  • TX RA
    APPROVED_RES
    Since 2009-08-01
  • NC RA
    APPROVED
    Since 2005-05-02

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 06/2000 Present
Bank Of America N.A. Raleigh NC 01/2020 Present
Other Businesses

I*422787 For profit or not for profit: For-Profit Organization Name of outside business organization: Keith Grading and Hauling Inc Investment related: No Address of business: Clayton, North Carolina 27527 Nature of business: S-Corp, Position, title, association: Other, check signer Start date of relationship: 9/1/2020 Number of hours devoted: 1 hour Quarterly Number of hours devoted during trading hours: 0 Duties: I have check signing authority for my husband's business. I have no other ownership in the business/ I: 973805 Name of OBA: Neora Address: Clayton, North Carolina Investment Related: No Position, Title, Association: Other Employee Start Date: 9/5/2022 No Hours: 1 hr Monthly No Hours during trading: 0 Duties: skincare direct sales I*: 2187335 Entity Type: For Profit Name of OBA: BWH III, LLC Address: Knightdale, NC 27545 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 1/21/2022 Number of Hours: 0 Number of Hours during trading: 0 Duties: Real Estate Holdings, my expected responsibilities will be to act as a member and manager of the LLC along with my mother and sister. The LLC owns real estate in the form of raw land, so there are no other activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-29
  • S66 Uniform Combined State Law Examination
    2005-04-29
Other Names
  • Whitney Keith
  • Whitney Debnam Keith

View on SEC IAPD

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