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Stephanie Hwei Min Nyce

Wells Fargo Clearing Services, LLC

Pasadena, CA

Pleasanton, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-11-02
CA RA APPROVED 2009-08-03
  • TX RA
    APPROVED_RES
    Since 2011-11-02
  • CA RA
    APPROVED
    Since 2009-08-03

Branch Locations

225 S. Lake Ave Ste 700, Pasadena, CA 91101 • United States

4309 Hacienda Drive Ste 300, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pasadena CA 08/2009 11/2016
Wells Fargo Clearing Services, Llc Pasadena CA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-24
  • S66 Uniform Combined State Law Examination
    2004-11-24
Designations
Other Names
  • Hwei Min Moss Stephanie
  • Stephanie Hwei Min Moss

View on SEC IAPD

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