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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-21 |
| NJ | RA | APPROVED | 2019-10-02 |
| CA | RA | APPROVED | 2019-10-01 |
| CT | RA | APPROVED | 2019-10-01 |
| NC | RA | APPROVED | 2019-10-01 |
| TX | RA | APPROVED | 2017-07-31 |
| PA | RA | APPROVED | 2005-10-10 |
Branch Locations
1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Garden City | NY | 08/2004 | Present |
Garden City Scholarship Fund, Garden City, NY. Board Member - plan and execute fundraising events. Not investment related, not compensated, 2 hours/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-14 |
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