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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-07-07
  • UT RA
    APPROVED
    Since 2026-07-07

Branch Locations

299 S Main St, Salt Lake City, UT 84111 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-01-30
  • UT RA
    APPROVED
    Since 2024-01-30

Branch Locations

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

Sandy, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 03/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Wells Fargo Advisors Financial Network Salt Lake City UT 07/2026 Present
  • 03/2011 → 11/2016
    Wells Fargo Advisors Llc
    Salt Lake City, UT
  • 11/2016 → Present
    Salt Lake City, UT
  • 07/2026 → Present
    Wells Fargo Advisors Financial Network
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-29
S66 Uniform Combined State Law Examination 2005-12-27
  • S65 Uniform Investment Adviser Law Examination
    2024-01-29
  • S66 Uniform Combined State Law Examination
    2005-12-27

View on SEC IAPD

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