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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-12-26 |
Branch Locations
612 Adams St, Bay City, MI 48708 • United States
101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hantz Financial | Southfield | MI | 09/2004 | 07/2018 |
| Pruco Securities, Llc. | Saginaw | MI | 09/2018 | 11/2024 |
| Prudential Insurance Company Of America | Saginaw | MI | 09/2018 | Present |
| Lpl Enterprise, Llc | Saginaw | MI | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-12 |
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