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Veniesha Shantel Brooks

Wells Fargo Clearing Services, LLC

Las Vegas, NV

CRD 4854703

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-10
NV RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-06-10
  • NV RA
    APPROVED
    Since 2011-01-03

Branch Locations

6325 S Rainbow Blvd 3Rd Fl [Las Vegas Rcast], Las Vegas, NV 89118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Henderson NV 08/2007 Present
Wells Fargo Advisors Llc Henderson NV 01/2011 11/2016
Wells Fargo Clearing Services, Llc Henderson NV 11/2016 Present
  • 08/2007 → Present
    Wells Fargo Bank, N.A.
    Henderson, NV
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Henderson, NV
  • 11/2016 → Present
    Henderson, NV
Previous Registrations
  • 2005-01-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Marina Del Rey, CA
    Henderson, NV
    Culver City, CA
    Marina Del Rey, CA
    Henderson, NV
    Santa Monica, CA
Other Businesses

PLEXUS WORLDWIDE; NON-INV; AMBASSADOR ; START: 02/01/2015; HOURS: 10 PER MONTH - 0 DURING TRADING; DUTIES: HEALTH AND WELLNESS SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-20
  • S66 Uniform Combined State Law Examination
    2004-12-20
Other Names
  • Veniesha Shantel Campbell
  • Veniesha Shantel Campbell

View on SEC IAPD

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