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Brandon Ross Henry

Mosaic Advisors

Houston, TX

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Current Employers
Mosaic Advisors

3773 Richmond Avenue Suite 700, Houston, TX 77046 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-09-28
  • TX RA
    APPROVED
    Since 2012-09-28

Branch Locations

3773 Richmond Avenue Suite 700, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mosaic Advisors Llc Houston TX 06/2012 Present
Mosaic Wealth Partners, Llc Houston TX 06/2012 Present
  • 06/2012 → Present
    Mosaic Advisors Llc
    Houston, TX
  • 06/2012 → Present
    Mosaic Wealth Partners, Llc
    Houston, TX
Previous Registrations
  • 2012-02-17 → 2015-03-31
    Fsc Securities Corporation
    Atlanta, GA
    Houston, TX
  • 2011-11-21 → 2012-02-17
    Bok Financial Securities, Inc.
    Houston, TX
  • 2011-07-25 → 2011-11-23
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2006-11-10 → 2008-05-30
    Uvest Financial Services Group, Inc.
    Houston, TX
    Houston, TX
    Charlotte, NC
  • 2006-03-09 → 2006-10-30
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tucson, AZ
  • 2005-09-27 → 2006-02-08
    Chase Investment Services Corp.
    Chicago, IL
  • 2004-11-22 → 2005-08-18
    Wells Fargo Investments, Llc
    Victorville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-19
  • S66 Uniform Combined State Law Examination
    2004-11-19

View on SEC IAPD

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LPL FINANCIAL LLC
MARINER INDEPENDENT

Other Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS
JONATHAN HARRISON SWANBURG
WILLIAM THOMAS PAYNE
JON CARTER VAUGHAN
GREGORY JAMES KALLUS
Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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