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Timothy J Gendron

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Southern Pines, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-02
NC RA APPROVED 2022-01-26
  • TX RA
    APPROVED_RES
    Since 2022-02-02
  • NC RA
    APPROVED
    Since 2022-01-26

Branch Locations

105 W Morganton Rd, Southern Pines, NC 28387 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Southern Pines NC 07/2018 11/2021
Wells Fargo Clearing Services, Llc. Southern Pines NC 07/2018 11/2021
Brian Hicks State Farm Spring Lake NC 10/2015 07/2018
Merrill Lynch, Pierce, Fenner And Smith Inc Southern Pines NC 11/2021 Present
Bank Of America, N.A. Southern Pines NC 01/2022 Present
  • 07/2018 → 11/2021
    Wells Fargo Bank Na
    Southern Pines, NC
  • 07/2018 → 11/2021
    Wells Fargo Clearing Services, Llc.
    Southern Pines, NC
  • 10/2015 → 07/2018
    Brian Hicks State Farm
    Spring Lake, NC
  • 11/2021 → Present
    Merrill Lynch, Pierce, Fenner And Smith Inc
    Southern Pines, NC
  • 01/2022 → Present
    Bank Of America, N.A.
    Southern Pines, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
S63 Uniform Securities Agent State Law Examination 2004-10-07
  • S66 Uniform Combined State Law Examination
    2018-12-13
  • S63 Uniform Securities Agent State Law Examination
    2004-10-07
Other Names
  • Timothy J Gendron
  • Timothy Gendron
  • Timothy John Gendron

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · SOUTHERN PINES, NC
DREHER FINANCIAL PARTNERS · SOUTHERN PINES, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Southern Pines, NC
MODERA WEALTH MANAGEMENT, LLC · SOUTHERN PINES, NC
WE EDUCATION INVESTMENT MANAGER LLC · SOUTHERN PINES, NC
RBC CAPITAL MARKETS, LLC · SOUTHERN PINES, NC
LPL FINANCIAL LLC · SOUTHERN PINES, NC
EDWARD JONES · SOUTHERN PINES, NC

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