Timothy J Gendron

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 11/2021
  Wells Fargo Bank Na
  Southern Pines, NC
• 07/2018 → 11/2021
  Wells Fargo Clearing Services, Llc.
  Southern Pines, NC
• 10/2015 → 07/2018
  Brian Hicks State Farm
  Spring Lake, NC
• 11/2021 → Present
  Merrill Lynch, Pierce, Fenner And Smith Inc
  Southern Pines, NC
• 01/2022 → Present
  Bank Of America, N.A.
  Southern Pines, NC

Previous Registrations

• 2018-12-13 → 2021-11-11
  Wells Fargo Clearing Services, Llc
  Southern Pines, NC
  Wilmington, NC
  Raleigh, NC
  Sanford, NC

Exams

• S66 Uniform Combined State Law Examination
  2018-12-13
• S63 Uniform Securities Agent State Law Examination
  2004-10-07

Other Names

• Timothy J Gendron
• Timothy Gendron
• Timothy John Gendron