Mary Katherine Brimer

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Guardian Life Insurance Co Of America
  Coventry, RI
• 08/2011 → 11/2022
  The On Equity Sales Company
  Cincinnati, OH
• 11/2007 → Present
  Ohio National Financial Services
  Cincinnati, OH
• 11/2022 → 09/2023
  Sagepoint Financial, Inc.
  Warwick, RI
• 09/2023 → Present
  Osaic Wealth, Inc.
  Warwick, RI

Previous Registrations

• 2022-11-15 → 2023-09-01
  Osaic Services, Inc.
  Warwick, RI
  Braintree, MA
  Warwick, RI
• 2011-08-18 → 2022-11-16
  On Investment Management Co
  Saunderstown, RI
• 2010-06-24 → 2011-08-31
  Park Avenue Securities Llc
  Middleton, MA
  Coventry, RI
  Middleton, MA
• 2007-04-10 → 2010-06-15
  Mml Investors Services, Llc
  East Greenwich, RI
  West Warwick, RI
• 2006-06-30 → 2007-04-11
  Signator Investors, Inc.
  Warwick, RI
  Warwick, RI

Other Businesses

1)MARY BRIMER POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/10/2010 ADDRESS: 935 Jefferson Blvd, Suite 3001, Warwick RI 02886, United States DESCRIPTION: solicit and service fixed insurance sales 2) GINGER GREEN FINANCIAL POSITION: Registered Rep NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/10/2010 ADDRESS: 935 Jefferson Blvd, Suite 2000, Warwick RI 02886, United States DESCRIPTION: DBA firm name "Ginger Green Financial" 3. INDEPENDENCE FINANCIAL PARTNERS POSITION: Registered Representative NATURE: A partnership used as a marketing name for activities associated with my Osaic OSJ. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/15/2024 ADDRESS: 935 Jefferson Blvd., Suite 2000, Warwick RI 02886, United States DESCRIPTION: Sales and marketing of insurance and investment products. 4. MARY BRIMER POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/06/2025 ADDRESS: 935 Jefferson Blvd., Suite 2000, Warwick RI 02886, United States DESCRIPTION: Notarize documents

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-02
• S63 Uniform Securities Agent State Law Examination
  2004-12-06

Designations

• Chartered Financial Consultant

Other Names

• Mary Katherine Mcelheny
• Mary Katherine Macmanus
• Mary Brimer
• Mary Katherine Brimer
• Mary Katherine Brimer Alba
• Mary Katherine Brimer Alba