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Mary Katherine Brimer

Osaic Wealth, Inc.

Warwick, RI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-06-18
RI RA APPROVED 2023-09-01
SC RA APPROVED 2023-09-01
  • MA RA
    APPROVED
    Since 2024-06-18
  • RI RA
    APPROVED
    Since 2023-09-01
  • SC RA
    APPROVED
    Since 2023-09-01

Branch Locations

935 Jefferson Boulevard Suite 2000, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Coventry RI 07/2011 Present
The On Equity Sales Company Cincinnati OH 08/2011 11/2022
Ohio National Financial Services Cincinnati OH 11/2007 Present
Sagepoint Financial, Inc. Warwick RI 11/2022 09/2023
Osaic Wealth, Inc. Warwick RI 09/2023 Present
  • 07/2011 → Present
    Guardian Life Insurance Co Of America
    Coventry, RI
  • 08/2011 → 11/2022
    The On Equity Sales Company
    Cincinnati, OH
  • 11/2007 → Present
    Ohio National Financial Services
    Cincinnati, OH
  • 11/2022 → 09/2023
    Sagepoint Financial, Inc.
    Warwick, RI
  • 09/2023 → Present
    Warwick, RI
Previous Registrations
  • 2022-11-15 → 2023-09-01
    Osaic Services, Inc.
    Warwick, RI
    Braintree, MA
    Warwick, RI
  • 2011-08-18 → 2022-11-16
    Saunderstown, RI
  • 2010-06-24 → 2011-08-31
    Middleton, MA
    Coventry, RI
    Middleton, MA
  • 2007-04-10 → 2010-06-15
    East Greenwich, RI
    West Warwick, RI
  • 2006-06-30 → 2007-04-11
    Signator Investors, Inc.
    Warwick, RI
    Warwick, RI
Other Businesses

1)MARY BRIMER POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/10/2010 ADDRESS: 935 Jefferson Blvd, Suite 3001, Warwick RI 02886, United States DESCRIPTION: solicit and service fixed insurance sales 2) GINGER GREEN FINANCIAL POSITION: Registered Rep NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/10/2010 ADDRESS: 935 Jefferson Blvd, Suite 2000, Warwick RI 02886, United States DESCRIPTION: DBA firm name "Ginger Green Financial" 3. INDEPENDENCE FINANCIAL PARTNERS POSITION: Registered Representative NATURE: A partnership used as a marketing name for activities associated with my Osaic OSJ. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/15/2024 ADDRESS: 935 Jefferson Blvd., Suite 2000, Warwick RI 02886, United States DESCRIPTION: Sales and marketing of insurance and investment products. 4. MARY BRIMER POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/06/2025 ADDRESS: 935 Jefferson Blvd., Suite 2000, Warwick RI 02886, United States DESCRIPTION: Notarize documents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-02
S63 Uniform Securities Agent State Law Examination 2004-12-06
  • S65 Uniform Investment Adviser Law Examination
    2006-06-02
  • S63 Uniform Securities Agent State Law Examination
    2004-12-06
Designations
Other Names
  • Mary Katherine Mcelheny
  • Mary Katherine Macmanus
  • Mary Brimer
  • Mary Katherine Brimer
  • Mary Katherine Brimer Alba
  • Mary Katherine Brimer Alba

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