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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-02 |
| TX | RA | APPROVED | 2024-04-01 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
1450 Brickell Ave Floor 33, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Miami | FL | 07/2004 | Present |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 11/2016 | Present |
| Supernova Acquistions Llc | Miami | FL | 06/2019 | Present |
Entity Name: Smood Sweets Inc Investment related: No "Address: 2200 NW 2nd Ave Suite 208 Miami, Fl 33127 www.smoodsweets.com" Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive investment into the company. No active role. Entity Name: Ariete Hospitality Group Investment related: No "Address: 8725 NW 18th Terrace Suite 106 Miami, Fl 33172" Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 11/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Invest in a restaurant group, called Ariete Hospitality Group (AHG). The investment would be ownership of the Holding company which currently owns/operates 10+ locations in the Miami Area. The CEO and largest shareholder in AHG is a friend. Entity Name: SuperNova Acquisitions LLC Investment related: Yes Address: 2480 Miami, Fl Nature of the other business: LLC created for asset protection and will invest in Real Estate or other private investments. Position/Title/Relationship: Partial Owner Start Date: 21-Jun-2019 Approximate # of hours a month: limited Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Evaluate investments Entity Name: Breakthrough Miami Investment related: Yes Address: 3250 Miami, FL Nature of the other business: Non-profit, tuition-free academic enrichment program that provides motivated middle-school students from underserved communities with the tools they need to achieve their most ambitious goals in life. Position/Title/Relationship: Member of an Advisory Board Start Date: 6/1/2017 Approximate # of hours a month: 3-4 hours per months, BOard meets 4 times a year and there will be some other time volunteering with the kids on weekends Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board member an likely serve as a member of a committee- BI-COASTAL LLC NYC, NY 10003 THE LLC WAS CREATED FOR THE SOLE PURPOSE OF MAKING AN INVESTMENT INTO ALIGNMED MEMBER OF THE LLC (5 MEMBERS, ALL OF EQUAL OWNERSHIP 10-10-2013 1 HOURS/MONTH TO OTHER BUSINESS 0 DEVOTE TO OTHER BUSINESS DURING SECURITIES TRADING HRS. I AM A MEMBER OF THE LLC, WE HAVE MADE THE INVESTMENT AND HAVE LITTLE OTHER TO DO SINCE THE SOLE PURPOSE OF THIS LLC WAS TO INVEST IN ALIGNMED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-19 |
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