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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-14 |
Branch Locations
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Glendale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors Inc | Phoenix | AZ | 01/2010 | 12/2016 |
| Usaa Financial Planning Services | Phoenix | AZ | 01/2010 | 12/2016 |
| Lpl Financial, Llc | Scottsdale | AZ | 12/2016 | Present |
| Wealthcare Advisory Partners, Llc | Scottsdale | AZ | 01/2017 | 08/2025 |
| Gateway Wealth Partners, Llc | Glendale | AZ | 08/2025 | Present |
1) 02/07/2018 - Hammond Financial Services - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Scottsdale, AZ - Start Date 02/01/2018 - 160 Hrs/Mth - 130 Hrs During Trading. 2) 08/14/2025 - Gateway Wealth Partners - Investment Related - Registered Investment Advisor Hybrid - IAR - At Reported Business Location(s) - Start Date 08/01/2025 - 120 Hrs/Mth/ During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 08/2025. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 08/20/2025 - Gateway Financial Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 08/01/2025 - 10 Hrs/Mth - 0 Hrs During Trading. 4) 06/09/2026 - IMO/FMO's for fixed insurance: American Brokerage Services, NorthCentral DI, The Pinnacle Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/24/2023 - 10 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-14 |
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