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Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-14
  • AZ RA
    APPROVED
    Since 2025-08-14

Branch Locations

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Phoenix AZ 01/2010 12/2016
Usaa Financial Planning Services Phoenix AZ 01/2010 12/2016
Lpl Financial, Llc Scottsdale AZ 12/2016 Present
Wealthcare Advisory Partners, Llc Scottsdale AZ 01/2017 08/2025
Gateway Wealth Partners, Llc Glendale AZ 08/2025 Present
  • 01/2010 → 12/2016
    Usaa Financial Advisors Inc
    Phoenix, AZ
  • 01/2010 → 12/2016
    Usaa Financial Planning Services
    Phoenix, AZ
  • 12/2016 → Present
    Lpl Financial, Llc
    Scottsdale, AZ
  • 01/2017 → 08/2025
    Scottsdale, AZ
  • 08/2025 → Present
    Glendale, AZ
Previous Registrations
  • 2017-01-12 → 2026-04-09
    Scottsdale, AZ
    West Chester, PA
    Phoenix, AZ
  • 2010-02-04 → 2016-12-14
    Usaa Financial Planning Services
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
  • 2009-12-11 → 2010-01-13
    Uvest Financial Services Group, Inc.
    Glendale, AZ
    Charlotte, NC
    Glendale, AZ
Other Businesses

1) 02/07/2018 - Hammond Financial Services - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Scottsdale, AZ - Start Date 02/01/2018 - 160 Hrs/Mth - 130 Hrs During Trading. 2) 08/14/2025 - Gateway Wealth Partners - Investment Related - Registered Investment Advisor Hybrid - IAR - At Reported Business Location(s) - Start Date 08/01/2025 - 120 Hrs/Mth/ During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 08/2025. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 08/20/2025 - Gateway Financial Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 08/01/2025 - 10 Hrs/Mth - 0 Hrs During Trading. 4) 06/09/2026 - IMO/FMO's for fixed insurance: American Brokerage Services, NorthCentral DI, The Pinnacle Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/24/2023 - 10 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-02
S63 Uniform Securities Agent State Law Examination 2004-10-14
  • S65 Uniform Investment Adviser Law Examination
    2009-12-02
  • S63 Uniform Securities Agent State Law Examination
    2004-10-14
Designations
Other Names
  • Tim P Hammond

View on SEC IAPD

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