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1441 Broadway, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jerica Capital Management | New York | NY | 06/2016 | 05/2017 |
| Gallatin Capital Llc | New York | NY | 05/2017 | Present |
| Centerfin | New York | NY | 06/2020 | Present |
Gallatin Capital LLC, 444 Madison Avenue, 29th Floor, New York, NY 10022, investment related - yes, Broker-Dealer, June 2017, Up to 10 hours a month, Registered Representative with a broker-dealer focused on private placements. Sophron Advisors LLC provides capital advisory services to a select group of alternative investment managers and private companies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-02 |
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