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520 Post Oak Blvd. Suite 750, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-03 |
Branch Locations
4001 Technology Road Suite 200, Angleton, TX 77515 • United States
520 Post Oak Blvd. Suite 750, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Angleton | TX | 06/2012 | 04/2023 |
| Raymond James Financial Services Advisors Inc. | Angleton | TX | 06/2012 | 04/2023 |
| Lone Pine Holdings Llc | Angleton | TX | 02/2012 | 12/2017 |
| Dees Financial Services | Angleton | TX | 06/2012 | 04/2023 |
| Dees Properties Llc | Angleton | TX | 06/2014 | Present |
| Angelton Revitalization Corporation | Angleton | TX | 08/2015 | Present |
| Rocking 6 Cattle Company | Angleton | TX | 02/2017 | Present |
| Rocking 6 Construction Llc | Angleton | TX | 02/2018 | Present |
| The Clarus Group | Houston | TX | 04/2023 | Present |
(1)Name of Business: Amarillo Hills LLC Address: 16333 CR 621, Angleton, TX, 77515, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/29/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50 percent owner in the LLC with Jarrod Smith that was formed to purchase a ranch (2)Name of Business: China Grove Cattle LLC Address: 16333 CR 621 , Angleton, TX, 77515, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: Yes Start Date: 01/01/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Cattle Ranching (3)Name of Business: Dees Properties LLC Address: 113 N Velasco St Ste B, Angleton, TX, 77515, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I Own four commercial buildings around My office. One is used for my office the others are rented or plan to be rented. Dees Properties also owns one rent house which is rented to Chloe Novak (4)Name of Business: Rocking 6 Cattle Company Address: 16333 CR 621, Angleton, TX, 77515, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Cattle Ranching (5)Name of Business: Rocking 6 Construction LLC Address: 116 N Velasco, Angleton, TX, 77515, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/01/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I remodel and build houses for profit (6) The Clarus Insurance Group, LLC, Non Investment-Related, Same Address, Insurance Firm, Licensed Insurance Professional, Start Date: 08/2023, 10 HRS/Month, 10 HRS/Month During Trading Hours, Sale of Insurance Products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-14 |
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